The actual profits that have been generated and the guidance that has increased are based on a small section of the market. Its clock-striking-midnight dealmaking time at the Justice Department. Contact our office today to discuss your case. Get James McDonald's email address (j*****@post.harvard.edu) and phone number (718848..) at RocketReach. For a free consultation, please call us now at 866-827-3202or complete ourcontact form. Its like a freight train that cant come to an exact halt without a crash. Or, you know, anywhere, really. I would be thrilled to buy the Washington football team because I grew up in Chevy Chase, Maryland. This material may not be published, broadcast, rewritten, In this virtual event, McDonald shares: - Why the markets are too optimistic about the Covid-19 vaccine And what were seeing now is bull market enthusiasm and all types of signs of bubbles in asset prices. Environmental, Social and Governance (ESG), HVAC (Heating, Ventilation and Air-Conditioning), Machine Tools, Metalworking and Metallurgy, Aboriginal, First Nations & Native American. In early 2021, McDonald "solicited millions of dollars worth of funds from investors in the form of a purported capital raise for Hercules but misrepresented how the funds would be used and failed to disclose the massive losses Hercules previously sustained," the statement said. The complaint seeks permanent injunctions, disgorgement with prejudgment interest, and civil penalties against McDonald and Hercules. GESCO is a security company operating in various fields and basing on the principle of physical protection. The Judge overseeing this case is MARGARET MILLER BERNAL. CHICAGO--(BUSINESS WIRE)--James McDonald, CEO and Chief Investment Officer of Hercules Investments, a Los Angeles-based Registered Investment Advisor, is hosting a virtual event, Preparing Investment Portfolios for a 2021 Stock Market Crash, on Thursday, January 14, 2021 at 3pm EST. The Fund seeks to implement very short-term long and short positions in call and put options on the main US stock . No, Brent Kovars mother didnt have an artificial intelligence supercomputer in her basement, the SEC says. Global Business and Financial News, Stock Quotes, and Market Data and Analysis. The Sonn Law Group is currently investigating allegations surrounding James Arthur McDonald, Jr. or Hercules Investments, LLC. This fund is for qualified investors only. On September 21, 2022, the SEC announced charges against James Arthur McDonald, Jr. and his SEC-registered investment adviser firm, Hercules Investments, LLC in connection with two fraudulent securities offerings. "I spoke to Mr Sonn on a complex legal matter. Hercules offers qualified clients market neutral portfolio management executed primarily through domestic index options. All material subject to strictly enforced copyright laws. 2023 RIA Intel, an Institutional Investor Publication. In fairness to James McDonald, television is a much more welcoming venue than an SEC hearing room or courthouse. We fight to level the playing field between large corporations and the public investor. los angeles, oct. 10, 2019 /prnewswire/ -- award-winning derivatives investment management executive james a. mcdonald, jr. today announced that he has launched hercules investments llc, a los angeles-based registered investment advisor.hercules applies quantitative research to design and actively manage portfolios for investors seeking maximum Now he's wanted on fraud charges. That would be a doubling from the low. And this is evidenced by us being at valuation levels weve never touched before, even higher than 1929 and 2000-2001. Please note: We are unable to take cases with losses of less than $50,000. Furthermore, index options provide compelling risk/return profiles with substantially less risk and volatility than their stock option counterparts.". Tax Advantages Are a Selling Point for Investment in CRE. Informa PLC's registered office is 5 Howick Place, London SW1P 1WG. Hercules Investments was awarded the WealthManagement.com 2020 Alternative Asset Manager of the year. A conversation about economies, markets, wage inequality, Congress, crypto, and more. In the S&P 500, you have mega cap tech Covid winners like Microsoft, Amazon, etc. The leader of Pershing X explains why her experience, leadership style, and the support of BNY Mellon, have positioned the new venture to disrupt how wealth managers do business. Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. And we know that this isnt how a strong economy operates. The Securities and Exchange Commission today announced the filing of a civil injunctive action against James Arthur McDonald, Jr. and his SEC-registered investment adviser firm, Hercules Investments, LLC in connection with two fraudulent securities offerings. Any reference to past cases or successes made herein should not be construed as a guarantee of any future outcome. How Should HNW Investors Think About Them? Lets start with your macro view. Web page addresses and e-mail addresses turn into links automatically. Unlike hedge funds, however, a mutual fund is accessible to individual investors and their advisors in a very transparent package. AssetMark CEO Charles Goldman tells RIA Intel that he is focused on acquisitions, helping advisors, and the long term. Covid-19 continues to spread rapidly and the vaccine rollout has been slower-than-expected, which is a worrisome combination for the economy and the stock market., The discussion will be streamed via Zoom at this link: https://us02web.zoom.us/webinar/register/WN_guvDkdmgQcy4-HcSuTnb1Q. The SEC's complaint, which was filed in the Central District of California, charges McDonald and Hercules with violating the antifraud provisions of Section 17(a) of the Securities Act of 1933, Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder, and Sections 206(1) and 206(2) of the Investment Advisers Act of 1940. And I think that that is much of whats happened in the macro as well. The 10 Best and 10 Worst States in Which to Retire in 2021, Im an Advisor. Now, there are a handful of companies that have flourished in the Covid era, but its a handful of companies. $0 BAHAMAS 386 (SG458) - Alexander Graham Bell (pb10456) Stamps Caribbean Bahamas (1973-Now) You've successfully subscribed to this newsletter! 4 . It means that sentiment and greed can move a market in the face of asking for fundamental justification in the short term. Quotes displayed in real-time or delayed by at least 15 minutes. Its an all-weather strategy. Key stock indexes, which are market cap based, are near record highs. Volatility itself could be owned through a number of securities. For more information, please see www.hercules-investments.com, Media Contact: Matt Yemma Peaks Strategies 909-633-9396 [emailprotected], Cision Distribution 888-776-0942 Mutual Fund and ETF data provided by Refinitiv Lipper. - Why volatility as an asset class is key for 2021, Its important for investors to be prepared for stock market volatility, as the economic outlook remains fragile in 2021, McDonald said. Required fields are marked *. These filings are called "notice filings". I played semi-pro football for 12 years. Subscribe to RIA Intels thrice-weekly newsletter.]. LOS ANGELES, Oct. 10, 2019 /PRNewswire/ -- Award-winning derivatives investment management executive James A. McDonald, Jr. today announced that he has launched Hercules Investments LLC, a Los Angeles-based Registered Investment Advisor.Hercules applies quantitative research to design and actively manage portfolios for investors seeking maximum growth during up or down-market cycles. He earned a bachelor's degree in economics from Harvard University. Prominent in independent film, he has also worked in blockbuster films of varying genres, and has accrued a worldwide box office gross of over 1.9 billion USD.He has received various accolades, including a Golden Globe Award, and nominations for two Academy Awards and a BAFTA Award.. Born and raised in Canada, he rose to . This Book Changed My Life, Fifteen Must-Listen Business Podcasts for Advisors, Celebrity Estates: Jay Leno and Planning for Classic Car Collections. The SEC's complaint alleges that McDonald raised over $3.6 million from investors between May 2019 and October 2021 for the stated purpose of trading securities through an investment vehicle called the Index Strategy Advisors Fund, and that McDonald used less than half those funds for trading and did not engage in any trading with the funds for long stretches of time. And so, we had that crash and then the desire and the interest in moving back forward. Powered and implemented by FactSet Digital Solutions. . The economy is slowly reopening and more vaccines are reaching people. LOS ANGELES, Oct. 10, 2019 /PRNewswire/ -- Award-winning derivatives investment management executive James A. McDonald, Jr. today announced that he has launched Hercules Investments LLC, a Los Angeles-based Registered Investment Advisor. I really enjoyed speaking with you and appreciate you taking the time. Hercules' portfolios are designed to achieve aggressive gains whether markets are rising or falling. "These are incredibly uncertain times for the stock market and for investors," said James. 2023 FOX News Network, LLC. Hercules Investments won a 2020 Wealthies Award for being the top Alternative Asset Manager. The SEC filed a civil injunctive action against James Arthur McDonald, Jr. and Hercules Investments, LLC in relation to fraudulent securities offerings. We had to save the economy from going off the cliff with us not being able to operate as normal," McDonald said. In a portfolio with a beta of one, one would enjoy virtually 100% downside protection with an allocation of 15% to the Hercules fund. GESCO is a security company operating in various fields and basing on the principle of physical protection. The SEC alleges that McDonald commingled the investor funds with Hercules assets and his personal assets, and used $440,000 of those funds for personal expenses, including to pay his personal credit card bills. I think we will retest the previous lows of last March before buying comes back in. This site contains attorney advertising. The SEC's investigation was conducted by David S. Brown, Carol Kim, and Matthew O. Koop and was supervised by Marc J. Blau in the Los Angeles Regional Office. It wasn't immediately clear whether he had an attorney who could speak on his behalf. How does it factor into your life? Hercules Investments provides a growth option for investors who need gains and growth, but we offer an element of downside risk protection because equity markets are disconnected from what we know is GDP contraction, debt, and all the uncertainty that comes along with a mutating virus. With the Super Bowl around the corner, who do you want to win and who do you think will win? Powered and implemented by FactSet Digital Solutions. By Greg Bartalos February 05, 2021 James McDonald (Courtesy photo) One hundred million viewers are expected to tune into Sunday's Super Bowl between the defending champion Kansas City Chiefs and Tampa . How Hercules Investments capitalizes on systematic volatility; The companys risk-hedging technique designed to help financial advisors and clients; How James McDonalds firm helps financial advisors grow their prospects; Hercules Investments ideal client as those who got aggressive growth goals; Allowed HTML tags: . Quotes displayed in real-time or delayed by at least 15 minutes. This site is operated by a business or businesses owned by Informa PLC and all copyright resides with them. Lets wrap up with football. We deliver these strategies through NFLHX. Yes. South Ozone Park, New York, United States View. McDonald was CEO of Hercules Investments LLC of Los Angeles and Index Strategy Advisors Inc. of Redondo Beach, and frequently appeared as an analyst on the CNBC financial TV news network, authorities said. McDonald allegedly raised over $5 million and misappropriated funds for personal expenses and Ponzi-like payments. McDonald also allegedly raised over $3.5 million for securities trades through . 165 Broadway 23rd Floor New York City NY, 10006 *by appointment only. Small businesses are suffering tremendously, and theyre always going to be the engine of growth for the economy. Actually, he didnt just assume it: He bet his clients money rather heavily on it, and lost them upwards of $40 million doing so. Our employees and their family members enjoyed a wonderful time together this morning at PureTrack in Anaheim, CA! Recent filings for HERCULES INVESTMENTS LLC 28 Jun 2019 SI-COMPLETE view 8 Jun 2019 REGISTRATION view Wealth Management is part of the Informa Connect Division of Informa PLC. James McDonald is a 25-year veteran of the investment industry and was named one of America's top 10 investment advisors by ETF.com in 2012. Its two and 20 (fee arrangement) ensures that our portfolio management is in alignment with the profit objectives of the client. "-Sonn Law Group Client. Unless you are aiming for simultaneous knocks on the door from the FBI, SEC and CFTC.
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